Legal Information

Legal Information

Financial advice in the UK is regulated by the Financial Conduct Authority and the Prudential
Conduct Authority (nothing to do with the Prudential Insurance Company).

Our Company Info

We, at TSP Wealth LLP are authorised by the Financial Conduct Authority (FCA).
FCA number: 781164. This can be found at register.fca.org.uk.

Other useful websites

The PFS audit our advisers each year and provide them with their “Statement of
Professional Standing” (SPS), which they need in order to be able to practice. You can find
out more by visiting their web sites:

www.thepfs.org
www.fca.org.uk

Call Recording: Telephone calls to or from our office may be recorded.

Where you have a complaint or dispute with us and we are unable to resolve this to your
satisfaction then we are obliged to offer you the Financial Ombudsman Service to help
resolve this.

Please see the following link for further details: http://www.financial-ombudsman.org.uk/